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Margery Caruana Farr

Morgan Stanley

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About Margery Caruana Farr

Margery Caruana Farr has been an active financial advisor in the industry since 1999. Currently, Margery is registered with Morgan Stanley and is licensed in Georgia and Texas. Before joining Morgan Stanley, Margery was employed at UBS Financial Services Inc. in Atlanta, Georgia. Margery has a strong track record and provides asset allocation advice, financial planning, pension consulting, and educational seminars to clients.

Firm Information

Margery Farr is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Margery Farr’s Registration & Firm History

GA

04/22/2022 - Present

Morgan Stanley (Atlanta GA)

GA

01/02/2014 - 05/02/2022

UBS FINANCIAL SERVICES INC. (ATLANTA GA)

MA

02/05/2001 - 05/02/2003

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

CT

09/05/2000 - 02/15/2001

HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)

NY

02/19/1999 - 05/08/2000

MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)

IL

06/27/1997 - 12/31/1998

CAPITAL SECURITIES INVESTMENT CORPORATION (OAK BROOK IL)

NY

11/11/1996 - 05/19/1997

MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)

IL

09/08/1995 - 10/29/1996

PEB FINANCIAL GROUP, INC. (CHICAGO IL)

IL

03/01/1991 - 08/31/1995

CAPITAL SECURITIES INVESTMENT CORPORATION (OAK BROOK IL)

NA

10/20/1986 - 10/17/1989

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CT

10/20/1986 - 09/25/1989

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

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Licenses & Designations

BOTH

Issued 03/25/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2002

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2014

Series 7 - General Securities Representative Examination

BC

Issued 10/17/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Margery Caruana Farr.
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