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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margarete? Claim Your ProfileMargarete Alves is a financial advisor with over 10 years of experience in the financial services industry. Margarete has a wide range of experience, having worked with various firms including LPL Financial LLC, Innovation Partners LLC, and Cetera Advisors LLC. Currently, Margarete is registered with Morgan Stanley, where she provides financial advice and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
06/27/2024 - Present
Morgan Stanley (San Francisco CA)
CO
10/08/2021 - 07/05/2024
CETERA ADVISORS LLC (GREENWOOD VILLAGE CO)
SC
12/11/2019 - 10/18/2021
LPL FINANCIAL LLC (FORT MILL SC)
NC
02/21/2019 - 11/27/2019
INNOVATION PARTNERS LLC (Charlotte NC)
NY
11/21/2016 - 03/27/2017
DALMORE GROUP LLC (WOODMERE NY)
NC
09/02/2010 - 12/02/2014
CAPITAL GUARDIAN, LLC (CHARLOTTE NC)
BOTH
Issued 08/10/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2024
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/06/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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