Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Stroud Arndt is a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. in Woodbury, CT. Margaret has been in the securities industry since August 26, 1982, working with a variety of firms including AXA Advisors, LLC and Summit Brokerage Services, Inc. Margaret holds licenses for both Series 6 and Series 63. Margaret's experience includes working with insurance companies, charitable organizations, individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CT
10/05/2023 - Present
Cambridge Investment Research Advisors, Inc. (Woodbury CT)
MA
03/27/2009 - 06/10/2010
SUMMIT BROKERAGE SERVICES, INC. (NEWTON MA)
MA
01/16/2004 - 03/31/2009
MUTUAL SERVICE CORPORATION (NEWTON MA)
NY
08/26/1982 - 01/14/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
08/26/1982 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 01/12/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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