Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Rose Seabrooke is a financial advisor currently registered with LPL Financial LLC. Margaret has been working in the financial services industry since July 26, 2002. Previously, she was registered with National Planning Corporation and Washington Square Securities, Inc.. Margaret is licensed to provide investment advice in Connecticut, Pennsylvania, and Texas. Margaret also holds licenses to offer investment products in 16 states including California, Connecticut, Florida, Georgia, Maryland, Massachusetts, Nevada, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
11/29/2017 - Present
LPL Financial LLC (BRANFORD CT)
CT
02/07/2003 - 11/29/2017
NATIONAL PLANNING CORPORATION (BRANFORD CT)
CT
07/26/2002 - 02/10/2003
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
IA
Issued 07/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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