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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Fortner is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Margaret has been in the securities industry since May 4, 2015. Margaret is registered with the state of Missouri and Texas. Margaret is also registered with the Financial Industry Regulatory Authority (FINRA). Margaret has experience working with individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Prior to joining Merrill Lynch, Margaret worked at Edward Jones and SEI Investments Distribution Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/26/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CLAYTON MO)
MO
10/11/2018 - 07/24/2019
EDWARD JONES (ST LOUIS MO)
PA
11/02/2001 - 02/16/2005
SEI INVESTMENTS DISTRIBUTION CO. (OAKS PA)
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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