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Margaret Omarra Maruzo

Principle Wealth

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About Margaret Omarra Maruzo

Margaret Omarra Maruzo is an investment advisor representative at Principle Wealth. Margaret has been in the securities industry since 1996. Margaret has worked for several firms before joining Principle Wealth in 2019, including OneAmerica Securities, Pruco Securities, and American General Securities. Margaret is registered to provide investment advisory services in Connecticut.

Firm Information

Margaret Maruzo is currently registered with Principle Wealth. Principle Wealth, located in Madison, CT, is an investment advisor specializing in financial planning, pension consulting, and portfolio management for individuals and corporations. The firm manages approximately $2.2 billion in assets for 3,356 clients, including high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Principle Wealth

670 BOSTON POST ROAD

MADISON, CT 06443

$2.22B

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Margaret Maruzo’s Registration & Firm History

CT

01/27/2023 - Present

Principle Wealth (MADISON CT)

CT

08/30/2016 - 09/16/2019

ONEAMERICA SECURITIES, INC. (SOUTH WINDSOR CT)

CT

01/16/1998 - 07/29/2016

PRUCO SECURITIES, LLC. (PLANTSVILLE CT)

AZ

10/01/1997 - 12/31/1997

AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)

NY

12/10/1996 - 10/01/1997

USLIFE EQUITY SALES CORP. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/05/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/05/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/09/2002

Series 7 - General Securities Representative Examination

BC

Issued 11/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Margaret Omarra Maruzo.
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