Unclaimed
Margaret Grisley is a financial advisor registered with Northern Trust Securities, Inc. in Salt Lake City, UT. She is also registered with FINRA and several other state securities regulators. Margaret has over 20 years of experience in the financial services industry and holds several licenses and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
04/07/2017 - Present
Northern Trust Securities, Inc. (Salt Lake City UT)
CA
01/27/2014 - 02/23/2017
MBSC SECURITIES CORPORATION (SAN FRANCISCO CA)
IL
05/15/2001 - 10/24/2013
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BOTH
Issued 12/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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