Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret O'Kelley is a financial advisor who has been active in the industry since 1992. Margaret is currently registered with Wells Fargo Clearing Services, LLC. She has been with Wells Fargo Clearing Services, LLC since 2013. Margaret has experience working for several other firms including U.S. Bancorp Investments, Inc., OptionsXpress, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BA Investment Services, Inc., Paine Webber Incorporated, Lehman Brothers Inc., Bankers Systems Brokerage Services, Inc., and First Investors Corporation. Margaret holds several securities licenses including Series 6, 7, 10, 23, 24, 63, 65, 99, and the SIE exam. Margaret can provide investment consulting services to institutional clients, financial planning services, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
09/06/2024 - Present
Wells Fargo Clearing Services, LLC (Las Cruces NM)
MN
09/05/2023 - 08/26/2024
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NM
08/22/2013 - 09/08/2023
WELLS FARGO CLEARING SERVICES, LLC (LAS CRUCES NM)
TX
08/10/2012 - 08/22/2013
OPTIONSXPRESS, INC. (EL PASO TX)
TX
06/01/2009 - 10/03/2011
MORGAN STANLEY SMITH BARNEY (EL PASO TX)
TX
07/08/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EL PASO TX)
NY
07/31/1995 - 07/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/10/1994 - 08/19/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
08/13/1993 - 11/04/1993
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NJ
10/23/1991 - 08/18/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
06/27/1991 - 10/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
MN
06/26/1990 - 04/25/1991
BANKERS SYSTEMS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NJ
04/21/1988 - 09/21/1988
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 05/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2023
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 11/15/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/12/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1990
Series 7 - General Securities Representative Examination
BC
Issued 04/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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