Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Nelson Ponder is a financial advisor registered with Wells Fargo Clearing Services, LLC. She is also registered with the Securities and Exchange Commission as an Investment Advisor Representative. Margaret has been in the financial services industry since 2011 and has experience providing investment advice to individuals and institutions. She is committed to helping clients achieve their financial goals through a variety of financial products and services, including portfolio management, financial planning, and investment consulting. Margaret holds the Series 6, 7, and 66 securities licenses, as well as the Series 63 state license. She has a proven track record of success in the financial services industry and is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
08/19/2013 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
06/06/2011 - 10/16/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 08/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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