Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Richey is a financial advisor with over 20 years of experience. Margaret is currently registered with U.S. Bancorp Investments, Inc. and is located in Redlands, California. Margaret has a diverse background in the financial services industry, having previously worked at Essex National Securities, Inc., Citigroup Global Markets Inc., Citicorp Investment Services, Cal Fed Investments, Interfirst Capital Corporation and San Clemente Securities, Inc. Margaret holds the Series 6, SIE, and Series 63 licenses. Margaret specializes in helping individuals, high-net-worth individuals, corporations, and charitable organizations with their financial planning needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
03/15/2010 - Present
U.s. Bancorp Investments, Inc. (Redlands CA)
CA
01/02/2009 - 03/30/2010
ESSEX NATIONAL SECURITIES, INC. (RANCHO COUCAMONGA CA)
CA
05/29/2007 - 04/10/2008
CITIGROUP GLOBAL MARKETS INC. (REDLANDS CA)
CA
02/05/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (REDLANDS CA)
CA
04/23/2001 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
04/10/2000 - 04/27/2000
INTERFIRST CAPITAL CORPORATION (LOS ANGELES CA)
CA
12/01/1999 - 04/10/2000
SAN CLEMENTE SECURITIES, INC. (SAN CLEMENTE CA)
BC
Issued 01/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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