Unclaimed
Margaret Dalthorp is a Registered Representative, associated with Guggenheim Securities, LLC. Margaret has been in the securities industry since August 2018 and is registered in Texas. Margaret has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79), and the Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/30/2018 - Present
Guggenheim Securities, LLC (Houston TX)
BC
Issued 10/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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