Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Whelehan is a financial advisor at Cetera Investment Advisers LLC. Margaret has been in the financial services industry since 2001 and has worked with a variety of firms, including HSBC Securities (USA) Inc. and Salomon Smith Barney Inc. Margaret holds the Series 63, Series 65, Series 7, Series 9, and Series 10 licenses. She is also a Certified Financial Planner. Margaret's focus is on providing financial planning and wealth management services to individuals, families, and businesses. She is committed to providing personalized advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/11/2023 - Present
Cetera Investment Advisers LLC (PENFIELD NY)
NY
06/18/2007 - 03/28/2014
OBS BROKERAGE SERVICES, INC. (PITTSFORD NY)
NY
01/01/2005 - 05/31/2007
HSBC SECURITIES (USA) INC. (EAST ROCHESTER NY)
NY
08/04/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
CA
01/24/2002 - 07/23/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
03/05/2001 - 01/09/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 8/31/2018
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 4/13/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/4/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/24/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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