Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Mary Simmons is a registered representative with Wells Fargo Clearing Services, LLC. Margaret Mary Simmons is also registered as an Investment Advisor Representative in the state of Ohio. Margaret Mary Simmons has been working in the securities industry since June 1999. Margaret Mary Simmons has passed the Series 63, Series 10, Series 9, SIE and Series 7 exams. Margaret Mary Simmons currently holds a Series 63 and Series 7 registration. Margaret Mary Simmons has been employed by Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Margaret Mary Simmons specializes in providing investment consulting services to institutional clients, financial planning and portfolio management services for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
01/02/2003 - Present
Wells Fargo Clearing Services, LLC (PEPPER PIKE OH)
BC
Issued 01/03/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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