Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Ring-wiersma is a financial advisor with UBS Financial Services Inc., registered with the state of California. Margaret has been in the industry since 1994, and has been with UBS Financial Services Inc. since March 2009. She has experience with Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation, Credit Suisse First Boston Corporation, Lehman Brothers Inc. and Morgan Stanley & Co., Incorporated. She has worked in the financial services industry for over 29 years. She has held licenses with FINRA and is registered with the state of California. Margaret offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
08/30/2010 - Present
UBS Financial Services Inc. (SAN FRANCISCO CA)
CA
01/17/2003 - 04/23/2009
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
05/07/2001 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/05/1999 - 10/22/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
03/12/1999 - 11/02/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/31/1994 - 03/05/1999
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 08/27/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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