Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Johnson is a registered representative with Axos Clearing LLC, a firm that is not currently registered in Iowa. Margaret has been in the industry for over 16 years and has a Series 7, Series 63, and Series 99TO licenses. She is registered with the state of Nebraska, where she currently works. Margaret has experience with Morgan Stanley Smith Barney and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
04/24/2012 - Present
Axos Clearing LLC (Omaha NE)
NE
06/01/2009 - 01/27/2012
MORGAN STANLEY SMITH BARNEY (OMAHA NE)
NE
10/02/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OMAHA NE)
NE
09/01/1999 - 04/16/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 12/27/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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