Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Gaston is a financial advisor with LPL Financial LLC, an independent broker-dealer and registered investment advisor. Margaret has been in the financial services industry since 1994. She has a diverse background with previous experience at M&T Securities, Inc. and Liberty Securities Corporation. Margaret holds several industry licenses including Series 6, 7, 24, 52TO, 53 and 63, as well as being a registered investment advisor in New York and Texas. In addition to her financial advisory work, Margaret also serves as a board member for Pavilion Central School.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/13/2019 - Present
LPL Financial LLC (ROCHESTER NY)
NY
05/01/1995 - 10/07/2013
M&T SECURITIES, INC. (BUFFALO NY)
NY
10/18/1993 - 05/01/1995
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BC
Issued 10/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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