Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Simmons is a financial advisor working at Morgan Stanley. Margaret has been active in the financial industry since March 30, 2017. Margaret has been registered with both FINRA and the SEC and holds Series 6, 7TO, 63, 65, and 66 licenses. Margaret currently resides in New York, NY. Margaret is registered with the following states: Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Maine, Maryland, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Puerto Rico, Rhode Island, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/13/2023 - Present
Morgan Stanley (Lawrenceville NJ)
NJ
03/25/2017 - 01/29/2020
MML INVESTORS SERVICES, LLC (MADISON NJ)
NJ
03/02/2017 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MORRISTOWN NJ)
NJ
10/03/2016 - 02/13/2017
MADISON AVENUE SECURITIES, LLC (BAYONNE NJ)
NJ
02/08/2016 - 09/28/2016
MSI FINANCIAL SERVICES, INC. (ISELIN NJ)
NJ
02/21/2014 - 02/26/2016
SECURITIES AMERICA, INC. (MADISON NJ)
BOTH
Issued 04/05/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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