Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Leonard is a registered representative with WFS, LLC, a firm based in Boston, Massachusetts. She has over 30 years of experience in the financial services industry, having previously worked at Mitchell Hutchins Asset Management Inc. and Piper Jaffray Inc. Margaret is licensed in multiple areas including Series 3, 4, 7, 14, 24, 63, 99TO and the SIE exam. She is a General Securities Principal and a Compliance Officer.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/01/2016 - Present
WFS, LLC (BOSTON MA)
NY
07/22/1992 - 08/30/1996
MITCHELL HUTCHINS ASSET MANAGEMENT INC. (NEW YORK NY)
MN
09/28/1990 - 05/22/1992
PIPER JAFFRAY INC. (MINNEAPOLIS MN)
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/26/1990
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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