Unclaimed
Margaret Wheeler is a registered representative with Daiwa Capital Markets America Inc., a firm headquartered in New York, New York. Margaret has been in the securities industry since 2021 and holds Series 7TO, SIE and Series 63 licenses. Margaret has been registered in 10 states, including Alabama, Connecticut, Florida, Georgia, Idaho, Mississippi, New Jersey, New York, Pennsylvania and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/17/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
11/09/2021 - 01/17/2023
MTS MARKETS INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 01/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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