Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Chan is a financial advisor in Los Gatos, CA with over 20 years of experience in the industry. Margaret has held positions at several firms, including Securities America, Inc., Foothill Securities, Inc., and Financial Network Investment Corporation. Margaret is currently affiliated with Osaic Wealth, Inc. and holds a Series 7, Series 6, and Series 63 license. Margaret is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/14/2024 - Present
Osaic Wealth, Inc. (Los Gatos CA)
CA
12/08/2016 - 06/14/2024
SECURITIES AMERICA, INC. (Los Gatos CA)
CA
05/28/2002 - 12/08/2016
FOOTHILL SECURITIES, INC. (Los Gatos CA)
CA
09/13/2000 - 05/31/2002
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
01/28/2000 - 09/06/2000
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 01/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2003
Series 7 - General Securities Representative Examination
BC
Issued 01/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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