Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Kathryn Ulrich is a financial advisor with Independence Capital Co., Inc., a firm that provides investment advisory services. Margaret has been in the financial industry since 1991 and has experience in working with individual clients, financial planning and selection of other advisors. Margaret holds the Series 6, 7, 24 and SIE licenses and is a Certified Financial Planner. Margaret is also registered as an Investment Advisor Representative in Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
01/14/2009 - Present
Independence Capital CO., Inc. (PARMA OH)
OH
04/15/2002 - 10/31/2002
INDEPENDENCE CAPITAL CO., INC. (PARMA OH)
KS
06/19/2001 - 04/03/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
FL
05/16/2000 - 06/12/2001
INTERSECURITIES, INC. (ST. PETERSBURG FL)
OH
01/29/1999 - 05/17/2000
INDEPENDENCE CAPITAL CO., INC. (PARMA OH)
OH
03/29/1996 - 11/18/1998
INDEPENDENCE CAPITAL CO., INC. (PARMA OH)
CA
03/26/1990 - 04/18/1996
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
03/26/1990 - 07/31/1995
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
MA
04/18/1989 - 10/10/1989
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/18/1989 - 10/10/1989
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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