Unclaimed
Margaret Arndt is a financial advisor with over 28 years of experience in the industry. Margaret has been with Raymond James & Associates, Inc. since January 2025. Prior to that, Margaret worked for BECKER & SUFFERN, LTD. and JACK DARDIS & ASSOCIATES, LTD. Margaret is registered to provide investment advice in multiple states. She holds the Series 63 and Series 65 licenses and has passed the Series 7 and SIE exams. Margaret specializes in providing financial planning, investment management, and pension consulting services to individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
01/16/2025 - Present
Raymond James & Associates, Inc. (Mandeville LA)
LA
01/25/1996 - 07/28/1998
BECKER & SUFFERN, LTD. (MANDEVILLE LA)
LA
09/21/1995 - 02/13/1996
JACK DARDIS & ASSOCIATES, LTD. (METAIRIE LA)
NJ
10/25/1994 - 07/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 06/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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