Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Swords is a financial professional with over 7 years of experience in the industry. Margaret is currently registered with LPL Enterprise, LLC, and has been with the firm since November 2024. Prior to joining LPL Enterprise, LLC, Margaret was registered with THRIVENT INVESTMENT MANAGEMENT INC. Margaret is licensed to provide securities and investment advisory services in the states of Arizona, Colorado, Florida, Kansas, Minnesota, and Missouri. Margaret holds several industry certifications, including the Series 6, 7TO, and 66 licenses. Margaret is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
11/14/2024 - Present
LPL Enterprise, LLC (OVERLAND PARK KS)
KS
01/06/2016 - 06/29/2022
THRIVENT INVESTMENT MANAGEMENT INC. (OVERLAND PARK KS)
BOTH
Issued 04/06/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/15/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Margaret Swords is the right advisor for you? Invested Better is here to help.
