Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Faletti Anderson is a financial professional with over 10 years of experience in the financial services industry. She is currently registered with Interactive Brokers LLC and holds a Series 7, 24, 53, 63, and 66 licenses. Margaret Faletti Anderson has previously worked with J.P. Morgan Securities LLC, Cetera Financial Specialists LLC, Northern Trust Securities, Inc., and Goldenberg, Hehmeyer & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/29/2020 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
08/29/2016 - 04/17/2019
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
09/12/2012 - 08/04/2014
CETERA FINANCIAL SPECIALISTS LLC (SCHAUMBURG IL)
IL
12/05/2006 - 07/10/2012
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
12/15/2004 - 01/08/2007
GOLDENBERG, HEHMEYER & CO. (CHICAGO IL)
BOTH
Issued 04/18/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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