Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret F. Guffin is an Investment Advisor Representative at J.P. Morgan Securities LLC, a firm with over 249 billion dollars in regulatory assets under management. Margaret Guffin has been active in the financial industry since 2015, and is currently registered to provide investment advice in Georgia and Texas. Margaret has passed the Uniform Investment Adviser Law Examination and the Uniform Securities Agent State Law Examination. She also holds the Series 3, Series 7TO, and SIE licenses. Margaret Guffin has experience working with a wide range of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
11/07/2023 - Present
J.p. Morgan Securities LLC (Atlanta GA)
GA
11/09/2021 - 09/23/2022
GOLDMAN SACHS & CO. LLC (ATLANTA GA)
IA
Issued 11/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 3 - National Commodity Futures Examination
BC
Issued 11/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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