Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Elizabeth Sturdy is a financial advisor with over 30 years of experience in the industry. Margaret is currently registered with LPL Financial LLC, a large financial services firm. Margaret has been with LPL Financial LLC since 2001 and holds various licenses and certifications including Series 7, Series 63, and Series 65. Margaret has worked with previous firms including SCHOFF & BAXTER, INC., BA INVESTMENT SERVICES, INC., AMERICAN GENERAL SECURITIES INCORPORATED, GNA SECURITIES, INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/24/2001 - Present
LPL Financial LLC (ANAHEIM CA)
IA
01/30/1998 - 05/09/2001
SCHOFF & BAXTER, INC. (BURLINGTON IA)
CA
08/10/1994 - 01/20/1998
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
AZ
11/23/1992 - 08/08/1994
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
VA
05/09/1991 - 11/06/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
12/26/1986 - 04/26/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 11/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/22/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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