Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Elizabeth Lies is a financial professional with over 5 years of experience in the financial industry. She is currently registered with Charles Schwab & Co., Inc. and is licensed to provide investment advice in 53 states. Before joining Charles Schwab, Margaret worked at Fidelity Brokerage Services LLC and Charles Schwab & Co., Inc. Margaret has a strong background in the financial services industry, having held various roles in investment banking and financial planning. Margaret holds the Series 66, Series 7 and the SIE licenses. She is also a Certified Financial Planner (CFP®). Margaret is dedicated to providing her clients with personalized financial advice and guidance.
Munster, IN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
IN
07/06/2022 - Present
Charles Schwab & CO., Inc. (Munster IN)
IL
08/17/2020 - 08/25/2021
FIDELITY BROKERAGE SERVICES LLC (OAK BROOK IL)
MA
11/15/2017 - 08/05/2020
CHARLES SCHWAB & CO., INC. (Burlington MA)
BOTH
Issued 12/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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