Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Rivera is a financial advisor currently working for Insigneo Advisory Services, LLC. Margaret is a registered representative (RR) with FINRA and is also a registered investment advisor (IA) with the state of Florida. Margaret has been in the industry since 1992 and has worked for several different firms, including Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., and Lehman Brothers Inc. Margaret has a variety of licenses and certifications, including Series 7, Series 63, Series 24, and Series 65. Insigneo Advisory Services, LLC offers a variety of services to its clients, including portfolio management, financial planning, and consulting. The firm has offices in Miami, FL and New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consolidation of financial reports and consulting services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Rebates/trailer fees
1
2
NY
05/27/2021 - Present
Insigneo Advisory Services, LLC (New York NY)
NY
02/10/2017 - 05/21/2021
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/29/2007 - 02/17/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/16/2000 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NY
01/19/2000 - 05/10/2000
LEHMAN BROTHERS INC. (NEW YORK NY)
IL
06/29/1995 - 01/21/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
FL
09/29/1994 - 12/07/1994
JW CHARLES SECURITIES,INC. (BOCA RATON FL)
NA
11/17/1992 - 10/05/1994
THE STAMFORD COMPANY, INC.
NY
12/12/1991 - 11/17/1992
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
11/04/1991 - 12/11/1991
GOLDMAN CAPITAL MANAGEMENT, INC. (NEW YORK NY)
NY
08/07/1991 - 10/08/1991
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 08/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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