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Margaret Chee-wai Wong

SG Americas Securities, LLC

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About Margaret Chee-wai Wong

Margaret Chee-wai Wong is a financial professional with over 17 years of experience in the industry. She currently works as a Registered Representative at SG Americas Securities, LLC in New York, NY. Prior to that, Margaret held positions at Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC and Wachovia Capital Markets, LLC. Margaret has a strong background in securities and investments, holding Series 7, 86, 87, 99TO, and SIE licenses. Margaret is licensed in New York.

Firm Information

Margaret Wong is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Margaret Wong’s Registration & Firm History

NY

01/17/2019 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/24/2017 - 01/15/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

04/24/2006 - 05/22/2017

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

11/04/2005 - 04/26/2006

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/01/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/03/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Margaret Chee-wai Wong.
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