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Margaret Capriglione

CF Secured, LLC

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About Margaret Capriglione

Margaret Capriglione is a securities professional with over 19 years of experience in the financial services industry. Margaret currently holds a Series 7, 24, 63, 99TO and SIE license. Margaret is registered with CF Secured, LLC in New York, NY and Cantor Fitzgerald & Co. in Summit, NJ. Previous employers include J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Robb Peck McCooey Clearing Corporation. Margaret's primary focus is on providing investment advice and services to individuals and institutions.

Firm Information

Margaret Capriglione is currently registered with CF Secured, LLC. CF Secured, LLC is a Limited Liability Company formed on September 16, 2016, registered in all 50 states and the District of Columbia. The firm is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

17

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Margaret Capriglione’s Registration & Firm History

NY

02/07/2018 - Present

CF Secured, LLC (New York NY)

NY

10/01/2008 - 08/08/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

06/30/2005 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

09/12/1997 - 07/16/1998

ROBB PECK MCCOOEY CLEARING CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/18/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/24/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/29/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Margaret Capriglione.
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