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Margaret Burns

Marex Capital Markets Inc.

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About Margaret Burns

Margaret Burns is a Registered Representative with Marex Capital Markets Inc. Margaret has been in the financial industry since 1999 and holds several licenses and certifications. Margaret has prior experience at Cowen and Company and UBS Securities LLC. Margaret is currently registered in Connecticut and has previously been registered in New York.

Firm Information

Margaret Burns is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Margaret Burns’s Registration & Firm History

NY

12/01/2023 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

03/28/2006 - 12/15/2023

COWEN AND COMPANY (NEW YORK NY)

NY

11/23/1999 - 03/30/2006

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/08/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/21/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 4 - Registered Options Principal Examination

BC

Issued 11/20/1995

Series 24 - General Securities Principal Examination

BC

Issued 10/17/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/17/1995

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/17/1995

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Margaret Burns.
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