Unclaimed
Margaret Serravalli has been in the securities industry since 2007. Margaret is currently registered with National Financial Services LLC and Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Margaret has passed the Series 7, Series 24, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/17/2024 - Present
National Financial Services LLC (NEW YORK CITY NY)
NJ
10/18/2007 - 09/12/2017
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
NY
07/31/2003 - 11/13/2003
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 01/15/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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