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Margaret B Serravalli

National Financial Services LLC

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About Margaret B Serravalli

Margaret Serravalli has been in the securities industry since 2007. Margaret is currently registered with National Financial Services LLC and Fidelity Distributors Co. LLC and Fidelity Brokerage Services LLC. Margaret has passed the Series 7, Series 24, and SIE exams.

Firm Information

Margaret Serravalli is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Margaret Serravalli’s Registration & Firm History

NY

04/17/2024 - Present

National Financial Services LLC (NEW YORK CITY NY)

NJ

10/18/2007 - 09/12/2017

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NY

07/31/2003 - 11/13/2003

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/15/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Margaret B Serravalli.
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