Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Petty has over 10 years of experience in the financial services industry. Margaret Petty is currently a registered representative and investment advisor representative for Empower Advisory Group, LLC. Previously, Margaret Petty was a registered representative for J.P. Morgan Securities LLC and TIAA-CREF Individual & Institutional Services, LLC. Margaret Petty specializes in providing financial planning and portfolio management services for individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
12/14/2018 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
06/06/2016 - 03/22/2017
J.P. MORGAN SECURITIES LLC (ENGLEWOOD CO)
CO
01/14/2008 - 12/21/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
05/21/2007 - 12/04/2007
FARMERS FINANCIAL SOLUTIONS, LLC (CENTENNIAL CO)
IA
Issued 11/09/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 7 - General Securities Representative Examination
BC
Issued 05/19/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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