Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Hunter-smith is a financial advisor with Oppenheimer & Co. Inc. Margaret has been in the industry since July 17, 2001. Margaret has previously worked at other firms including WELLS FARGO CLEARING SERVICES, LLC, UBS FINANCIAL SERVICES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY and CITIGROUP GLOBAL MARKETS INC. Margaret provides financial planning, portfolio management, and pension consulting services. Margaret is licensed in District of Columbia, Maryland, New York and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
DC
07/31/2023 - Present
Oppenheimer & Co. Inc. (WASHINGTON DC)
MD
01/24/2020 - 08/24/2022
WELLS FARGO CLEARING SERVICES, LLC (BETHESDA MD)
MD
08/26/2015 - 04/04/2019
UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)
MD
02/06/2013 - 08/31/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTH BETHESDA MD)
MD
06/01/2009 - 02/06/2013
MORGAN STANLEY (BETHESDA MD)
MD
09/19/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
BOTH
Issued 01/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/23/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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