Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Ann Schmidt is a financial professional who is registered with the state of New York. Margaret has been working in the financial industry for over 2 years. She is currently affiliated with TD Securities (usa) LLC and has been in this role since 7/31/2023. Prior to that, Margaret has not held any other positions in the financial services industry. Margaret is also registered with FINRA and is a Series 7, Series 63, and Series 79TO qualified advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/31/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
BC
Issued 07/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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