Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Richardson is a financial advisor who has been in the industry since December 2009. She currently works at Kayne Anderson Rudnick Investment Management, LLC in Los Angeles, California. Margaret has a strong background in the financial services industry, having previously worked at Rockefeller Financial LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Credit Suisse First Boston LLC, and Donaldson, Lufkin & Jenrette Securities Corporation. Margaret holds the Series 66, Series 7, and SIE licenses. She also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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CA
03/07/2024 - Present
Kayne Anderson Rudnick Investment Management, LLC (LOS ANGELES CA)
CA
06/11/2021 - 10/17/2023
ROCKEFELLER FINANCIAL LLC (Newport Beach CA)
CA
03/30/2015 - 06/14/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
NY
01/17/2003 - 06/15/2005
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
10/27/1999 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 05/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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