Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Ann Pollett is a financial advisor with LPL Financial LLC, a firm based in Fort Mill, South Carolina. Margaret Ann has been in the financial industry since 1998 and has held previous positions with Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and Paine Webber Incorporated. Margaret Ann is licensed to provide financial advice in 18 states and holds several industry licenses, including Series 7, Series 8, Series 63, and Series 66. Margaret Ann is committed to providing financial guidance to clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
12/06/2005 - Present
LPL Financial LLC (HOUSTON TX)
CA
12/13/2000 - 09/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
04/19/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
06/12/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NJ
03/18/1997 - 05/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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