Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Margaret? Claim Your ProfileMargaret Doherty is a financial advisor with over 25 years of experience in the industry. Margaret is currently registered with Franklin Distributors, LLC and has been with the firm since April 2014. Prior to that, Margaret was employed with several other firms including PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP, FRANKLIN TEMPLETON FINANCIAL SERVICES CORP., FRANKLIN/TEMPLETON DISTRIBUTORS, INC., PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC, PAINEWEBBER INCORPORATED, and DEAN WITTER REYNOLDS INC. Margaret holds several licenses including Series 7, Series 63, Series 65, Series 24, SIE, and Series 99TO. Margaret is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/04/2014 - Present
Franklin Distributors, LLC (Short Hills NJ)
NJ
01/02/2024 - 07/03/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (Short Hills NJ)
NJ
08/01/2020 - 07/07/2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. (SHORT HILLS NJ)
NJ
08/01/2020 - 07/07/2021
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SHORT HILLS NJ)
NJ
02/15/2000 - 07/15/2013
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
11/18/1996 - 12/22/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
04/18/1994 - 09/15/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 09/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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