Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcy? Claim Your ProfileMarcy McTernan is a financial advisor at D.a. Davidson & Co., based in Ventura, CA. Marcy has been in the financial services industry since 2002 and has a strong track record of success in providing financial advice to individuals and families. Marcy has a wide range of experience in the financial services industry, including experience with investment planning, retirement planning, and estate planning. Marcy is committed to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/22/2019 - Present
D.a. Davidson & Co. (Ventura CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (VENTURA CA)
CA
01/21/2011 - 11/04/2013
CROWELL, WEEDON & CO. (VENTURA CA)
CA
08/31/2006 - 12/07/2010
UBS FINANCIAL SERVICES INC. (OXNARD CA)
CA
03/07/2006 - 08/21/2006
PARTNERVEST SECURITIES, INC. (SANTA BARBARA CA)
CA
06/29/2005 - 09/21/2005
THE KELT GROUP, LLC (SANTA BARBARA CA)
NY
09/18/2002 - 03/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 07/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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