Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcy? Claim Your ProfileMarcy Rich is a registered representative with J.p. Morgan Securities LLC. Marcy is a seasoned professional in the financial industry, with over 14 years of experience. Marcy has worked with several firms, including Caldwell Sutter Capital, Inc., Sutter Securities Incorporated, PCBB Capital Markets, LLC, Bear, Stearns & Co. Inc., and Bear, Stearns Securities Corp. Marcy holds a Series 7, Series 66, and SIE licenses. Marcy is also registered in 53 states and is currently active in both broker-dealer and investment advisor roles. Marcy's experience includes a broad range of financial services, including financial planning, pension consulting, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
06/03/2019 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
07/12/2017 - 08/23/2017
CALDWELL SUTTER CAPITAL, INC. (SAUSALITO CA)
CA
06/02/2017 - 07/31/2017
SUTTER SECURITIES INCORPORATED (IRVINE CA)
CA
04/20/2009 - 06/02/2016
PCBB CAPITAL MARKETS, LLC (WALNUT CREEK CA)
CA
06/19/2006 - 09/12/2007
BEAR, STEARNS & CO. INC. (SAN FRANCISCO CA)
CA
06/19/2006 - 09/12/2007
BEAR, STEARNS SECURITIES CORP. (SAN FRANCISCO CA)
BOTH
Issued 06/22/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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