Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcy? Claim Your ProfileMarcy Naval is a financial professional with over 20 years of experience in the industry. Marcy has a proven track record of success in providing investment advice and financial planning services to individuals, families, and businesses. Marcy currently works with Wells Fargo Clearing Services, LLC and is registered to offer securities in California. In addition to Series 7 and Series 6 licenses, Marcy holds the Series 63 license and the SIE exam. Marcy's prior experience includes working with WELLS FARGO INVESTMENTS, LLC, and BANC OF AMERICA INVESTMENT SERVICES, INC. Marcy specializes in providing a range of financial services, including investment management, retirement planning, and insurance planning. Marcy is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2021 - Present
Wells Fargo Clearing Services, LLC (EL SEGUNDO CA)
CA
01/03/2011 - 01/03/2020
WELLS FARGO CLEARING SERVICES, LLC (EL SEGUNDO CA)
CA
04/28/2004 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LOS ANGELES CA)
MA
01/30/2003 - 05/25/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
11/21/2001 - 12/16/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BC
Issued 01/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
BC
Issued 11/20/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Marcy Naval is the right advisor for you? Invested Better is here to help.
