Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcy? Claim Your ProfileMarcy Shipman is a financial advisor associated with Charles Schwab & Co., Inc. Marcy has been in the industry since 2005 and has a Series 7, Series 66, and SIE license. Marcy has held previous positions with LPL Financial LLC, Wells Fargo Funds Distributor, LLC and H.D. Vest Investment Services. Marcy is registered to offer investment advice in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
12/12/2019 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
SC
03/23/2016 - 11/26/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
05/16/2012 - 05/11/2015
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
TX
05/26/2004 - 03/30/2012
H.D. VEST INVESTMENT SERVICES (IRVING TX)
BOTH
Issued 08/06/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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