Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcy? Claim Your ProfileMarcy B. Smith is a financial advisor registered with Ameriprise Financial Services, LLC. Marcy has been in the financial industry since 2000. Marcy is based in Colchester, VT. Marcy is licensed to provide advisory services in several states, including Vermont, Arizona, California, Colorado, Florida, Kentucky, Maine, Minnesota, New York, Pennsylvania, Tennessee, Virginia, and Washington. Marcy has passed the Series 6, Series 7, Series 24, and Series 63, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VT
09/27/2022 - Present
Ameriprise Financial Services, LLC (COLCHESTER VT)
VT
10/27/2009 - 04/19/2022
PEOPLE'S SECURITIES, INC. (BURLINGTON VT)
VT
01/08/2003 - 10/30/2009
CHITTENDEN SECURITIES, LLC. (WILLISTON VT)
OH
03/12/2002 - 01/14/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
VT
12/18/2000 - 02/19/2002
CHITTENDEN SECURITIES, INC. (BURLINGTON VT)
IA
Issued 09/05/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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