Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus William Ma is an investment advisor representative with Pruco Securities, LLC. Marcus has been in the securities industry since December 2010. Marcus is registered with the state of Texas and holds the Series 6, 7, 63, and 65 securities licenses. Marcus is also registered as an Investment Advisor Representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
TX
08/09/2012 - Present
Pruco Securities, LLC (HOUSTON TX)
IA
Issued 06/02/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Marcus Ma is the right advisor for you? Invested Better is here to help.
