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Marcus Rene Ramirez

Fidelity Brokerage Services LLC

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About Marcus Rene Ramirez

Marcus Ramirez is a financial professional with over 20 years of experience in the financial services industry. Marcus has held positions at Fidelity Brokerage Services LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and A I M DISTRIBUTORS, INC.. Marcus is registered with FINRA and holds licenses for securities, investment company products, and variable contracts. Marcus is also registered to provide investment advisory services in 15 states. Marcus is currently affiliated with Fidelity Brokerage Services LLC.

Firm Information

Marcus Ramirez is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Marcus Ramirez’s Registration & Firm History

TX

01/01/2008 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

10/19/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)

TX

11/02/1999 - 09/06/2007

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 07/28/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/31/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/2006

Series 7 - General Securities Representative Examination

BC

Issued 11/01/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Marcus Rene Ramirez.
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