Unclaimed
Marcus Ramirez is a financial professional with over 20 years of experience in the financial services industry. Marcus has held positions at Fidelity Brokerage Services LLC, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and A I M DISTRIBUTORS, INC.. Marcus is registered with FINRA and holds licenses for securities, investment company products, and variable contracts. Marcus is also registered to provide investment advisory services in 15 states. Marcus is currently affiliated with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/01/2008 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
10/19/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
11/02/1999 - 09/06/2007
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BOTH
Issued 07/28/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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