Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Malonson is a financial advisor with over 25 years of experience in the financial industry. He currently works for Merrill Lynch, Pierce, Fenner & Smith Inc., where he provides financial services for individuals, businesses, corporations and high-net-worth clients. He is a registered representative and investment advisor representative in Texas and is active in 35 other states. His past affiliations include Bank of America Investment Services, Inc., J.P. Morgan Securities Inc., and J.P. Morgan Securities of Texas, Inc. He is committed to providing personalized financial solutions to help his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
12/17/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
NY
06/01/2001 - 01/05/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
TX
03/23/1995 - 01/06/2003
J.P. MORGAN SECURITIES OF TEXAS, INC. (HOUSTON TX)
BOTH
Issued 04/26/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/06/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/11/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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