Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Nigel Allen is an investment advisor representative at Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Marcus has been working in the industry since April 1999 and has been registered with the state of Arizona since December 2011. Marcus is a Registered Representative (Series 7) and a licensed General Securities Principal (Series 24). Marcus specializes in portfolio management for individuals, businesses, and charitable organizations. The advisor has previous experience with Charles Schwab & Co., Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC of America Investment Services, Inc. Marcus is also registered with the states of California and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
10/06/2022 - Present
Wells Fargo Advisors Financial Network, LLC (TEMPE AZ)
AZ
05/13/2011 - 12/09/2011
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
10/23/2009 - 11/22/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
AZ
08/10/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SCOTTSDALE AZ)
TX
01/17/2008 - 02/27/2009
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
06/19/2006 - 12/14/2007
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
TX
02/09/2006 - 06/06/2006
BROKERSXPRESS LLC (EL PASO TX)
NE
01/07/2003 - 02/02/2006
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
TX
02/24/1998 - 11/27/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 11/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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