Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus Johnson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Marcus has been in the industry since 2012. Marcus holds Series 6, 7, 63, and 66 licenses. Marcus also has a Series SIE license. Marcus specializes in working with individuals, businesses, corporations, pension and profit-sharing plans, charitable organizations, and insurance companies. Marcus has prior experience with LPL Financial LLC and TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC. Marcus is located in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/04/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
SC
11/26/2018 - 02/04/2019
LPL FINANCIAL LLC (FORT MILL SC)
NC
10/01/2012 - 07/27/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
11/09/2010 - 09/13/2012
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 05/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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