Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus James Topping is an investment banking professional registered with Piper Sandler & Co. in Denver, CO. Marcus has a Series 79TO, Series 63 and SIE and is licensed in Illinois. Marcus has been working in the industry since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
09/23/2020 - Present
Piper Sandler & Co. (DENVER CO)
BC
Issued 11/12/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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