Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Marcus? Claim Your ProfileMarcus James Shaw is a financial advisor at Thrivent Investment Management Inc. Marcus has been in the financial industry since 2019. Marcus is registered with the state of California and Texas. Marcus has a Series 7TO, Series 66, and SIE licenses. Marcus specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/23/2021 - Present
Thrivent Investment Management Inc. (Del Mar CA)
BOTH
Issued 04/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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